ASX Additional Information
Additional information required by Australian Stock Exchange Ltd and not shown elsewhere in this report is as follows, the
information is current as at 9 September 2013:
a) Distribution of equity securities
Analysis of numbers of equity security holders by size of holding:
Ordinary shares
Number of holders Number of shares
1 - 1,000
129
54,526
1,001 – 5,000
395
1,303,607
5,001 – 10,000
306
2,545,811
10,001 – 100,000
852
33,057,960
100,001 and over
220
194,521,592
1,902
231,483,496
The number of equity security holders holding less than a marketable parcel
(based on a 13.5c price) of securities are:
354
583,008
b) Twenty largest shareholders
Listed ordinary shares
Holder name
Number of
shares
Percentage of
ordinary shares
1. HD Mining & Investments Pty Ltd
19,700,000
8.51%
2. Yankuang Resources Pty Ltd
19,700,000
8.51%
3. Big Fish Nominees Pty Ltd
17,666,666
7.63%
4. Tailrain Pty Ltd (Childrens A/c)
17,016,667
7.35%
5. Dilkara Nominees Pty Ltd (Millwood Smith A/c)
12,216,667
5.28%
6. HSBC Custody Nominees Australia Ltd
8,762,592
3.79%
7. Jetosea Pty Ltd
8,052,910
3.48%
8. McNeil Nominees Pty Ltd
7,171,435
3.10%
9. National Nominees Ltd
3,670,579
1.59%
10. Merrill Lynch Australia Nominees Pty Ltd
3,443,200
1.49%
11. JP Morgan Nominees Australia Ltd (Cash Income A/c)
3,193,596
1.38%
12. Prometheus Holdings Pty Ltd (Peter Carroll P/F)
2,681,365
1.16%
13. Sharbanee Paul Gabriel (Scorpion Fund A/c)
2,250,000
.97%
14. Angus Troy Christopher
2,200,000
.95%
15. Dilkara Nominees Pty Ltd (BMS Super A/c)
2,000,000
.86%
16. Romadak Pty Ltd (Romadak Super A/c)
1,700,000
.73%
17. Spectral Inv Pty Ltd (Lithgow Family A/c)
1,662,500
.72%
18. Yuen Kwan Hung + Sze M C
1,651,900
.71%
19. Williamson T P + Jancey J
1,500,000
.65%
20. Becjohn Pty Ltd
1,113,382
.48%
137,353,459
59.34%
c) Substantial shareholders
The names of the substantial shareholders who have notified the Company in accordance with section 671B of the Corporations
Act 2001 are:
Number of Shares
HD Mining & Investments Pty Ltd
19,700,000
Yankuang Resources Pty Ltd
19,700,000
Big Fish Nominees Pty Ltd
17,666,666
Tailrain Pl (Childrens A/c)
17,016,667
Dilkara Nominees Pty Ltd (Millwood Smith A/c)
12,216,667
74
Bauxite Resources
Annual Report 2013